CMS to Toughen Oversight of State Inspections of SNFs
Patrick Connole
10/24/2019
In a recent memo, the Centers for
Medicare & Medicaid Services (CMS) said it is strengthening the system it
uses to hold inspectors accountable under the State Performance Standards
System (SPSS) for examining compliance with federal regulations by skilled
nursing facilities (SNFs).
CMS said State Survey Agencies
(SSAs), which inspect SNFs on a regular basis, will see changes in how the
agency oversees their work, including through updated SPSS assessment tools and
a more rigorous and rapid analysis of SSA performance to ensure inspections are
timely and accurate.
“This includes new performance
measures and stricter monitoring to ensure inspections are done in a fair,
accurate, and timely manner; ensuring patient safety; and ensuring that
enforcement actions, like civil money penalties, are applied consistently,” CMS
said.
CMS Administrator Seema Verma said
after careful study of state inspector performance, CMS is acting to increase
oversight of inspectors and ensure states are conducting thorough and
appropriate inspections.
“Our action delivers on the
‘Strengthening Oversight’ pillar of our five-part approach to ensuring safety
and quality in nursing homes,” she said. “By holding inspectors accountable for
conducting timely and consistent inspections, we’re holding nursing homes
accountable for providing safe, high-quality care—helping ensure safe nursing
home environments.”
In response, David Gifford, MD, senior vice president for
quality and regulatory affairs, American Health Care Association (AHCA), said, “We are glad to
see CMS work to improve the State Survey Agency oversight process; however, inspectors
should be held to the same standards on thoroughness, completeness, and
timeliness as providers. There should be more emphasis placed on the timeliness
of survey inspections and follow-up visits, as this greatly affects providers’
timelines to prevent citations and fines.”
He added that AHCA
encourages CMS to look at how to reduce the enormous variation in how states
and regional offices interpret regulations and enforce them. “The transparency
CMS has adopted with sharing information has brought this variation to light,
but more can be done,” he said.
The specific changes to the SPSS include:
-
Increased monitoring through new
metrics that are reviewed more frequently to ensure SSAs are conducting surveys
in a timely manner;
-
New “State Performance Indicators”
that will be reviewed quarterly to help identify potential issues with respect
to SSA performance, helping CMS address problems before they worsen. CMS historically
had examined each state’s performance on a set of longstanding measures after
the close of the fiscal year. But, the new Performance Indicators include
metrics to provide information related to citation rates and the timeliness of
complaint investigations to allow for quick mitigation of issues;
-
Holding SSAs accountable for
correctly handling cases in which health and safety are in immediate jeopardy.
CMS said this step follows previous
guidance to help SSAs identify and cite
situations threatening immediate harm encountered during inspections;
-
Also, considering increased system
flexibility for CMS to add state-specific measures to help CMS target resources
to poor-performing SSAs; and
-
Better access for SSAs to
centralized CMS data to avoid redundant or duplicative data reporting and
unnecessary administrative burden on SSAs, helping them focus on their work to
inspect SNFs for compliance.